Free and Frank Advice: The Six Postures, Part Two

I describe the last three of the six postures in my thesis, the Moment Chooser, the Political Servant and the Westminster Protector, and explain why two of them were retained on a single defining sort and what they add to the map.

This is the thirteenth of twenty posts drawn from my doctoral thesis on free and frank advice in Aotearoa. In the last post I explained how the Q-sort revealed six factors and described the first three postures. This post describes the remaining three: the Moment Chooser, which carries the strongest account of timing, and the two narrow postures at the outer edge of the solution, the Political Servant and the Westminster Protector.

The three postures in this post are smaller than the three I described last time, defining seven of the 50 sorts between them, but in my view the field of free and frank advice would be hard to read without them, because they carry the parts of the convention that concern time, political service and the protection of the office. I do three things here: first, I describe the Moment Chooser, the posture that organises free and frank advice around the choice of moment; second, I describe the Political Servant and explain why a factor defined by a single sort was retained; and third, I describe the Westminster Protector and set the two narrow postures beside each other, because the whole arrays show a difference between them that their strongest placements conceal.

The Moment Chooser

The Moment Chooser treats free and frank advice as judgement exercised in time, and it is defined by five of the 50 sorts (10%), accounting for 6% of the study variance. Content is assumed in this posture more than it is contested, and what distinguishes it is the conviction that advice which is correct, but delivered at the wrong moment, in the wrong forum or in the wrong form, has yet to be given.

The array places at +5 the statement that experienced advisers carefully select their moments to speak freely and frankly. It places at +4 both the statement that the timing of free and frank advice can determine its effectiveness and the statement that free and frank advice combines expertise, evidence and practical wisdom about implementation, with relationships needing constant attention and adjustment at +3. At the rejection end it places at −5 the statement that officials’ free and frank advice must fit a minister’s democratic mandate, and at −4 the statement that free and frank advice is the craft of senior officials only. Read as a configuration, the array keeps independence from the mandate and locates it in judgement about when to speak, and it ties that judgement to experience and practice rather than to rank.

The posture gives the six-factor field its strongest account of manner, and it describes a craft that the practitioners who loaded on it treated as belonging to the whole profession. New advisers, in this account, are trained into free and frank advice through the ordinary disciplines of policy work, timing, sequencing, tone, escalation, evidence, risk and judgement. Much of that training, as they described it, is organised around choosing the moment well, when to put a risk plainly, when to test an assumption, when to hold material for a better forum and when to make sure the minister has what they need before a decision hardens. The array rejects the idea of free and frank advice as a heroic truth-to-power event, and I read it as treating timing as part of democratic service, the professional discipline of choosing when and how candour can do its work.

The Moment Chooser also drew the readiest recognition in the Stage Three validation, where practitioners named colleagues who practised the craft and described it as something watched and learned in the doing. That recognition matters to how I read the posture, because it suggests that the craft of choosing the moment is familiar, and admired, well beyond the five sorts that defined the factor, which is also why the risks that come with it, which I take up in the next post, deserve careful attention.

The Political Servant

The Political Servant treats free and frank advice as a protective warning given when the ordinary advisory craft has reached its limit, and the order of that description matters. The posture treats responsiveness to the minister as the ordinary condition of the work, and candour as what is kept in reserve for the point at which responsiveness would fail the minister, so that free and frank advice in this array is the moment when the official’s task shifts from carefully calibrated advice to direct warning.

The array places at +5 the statement that free and frank advice is an ultimate failsafe used only as a protective measure, and at +4 both the statement that the golden age of free and frank advice is over and the statement that knowing when to offer advice matters more than speaking often. It places at +3 the statement that free and frank advice helps ministers deliver their political vision, and at +2 the statement that ministers are the ultimate clients for free and frank advice. At the rejection end it places at −5 the statement that good ministers actively seek out free and frank advice and at −4 the statement that ministers need officials who will challenge their thinking. Its most important divergence is that it places implementation wisdom at −3, where the other postures place it on the agreement side. In my reading, that placement shifts the centre of advice from workability to political protection, while the posture still reaches usefulness to government by that other route.

The Political Servant is the narrowest posture in the solution, defined by a single sort (2% of the defining sorts) and accounting for 4% of the variance, and I want to be clear about why it was retained. In Q-methodology a single well-defined sort can carry a factor, since the method identifies structured viewpoints rather than counting how many people hold them, and this factor recorded an eigenvalue above 1.0 and passed the error and retention checks applied to the solution (Brown, 1980; Watts & Stenner, 2012). The strongest test of a factor with a narrow statistical base lies outside the sorting. Here the posture was recognised in the Stage One interviews and in the Stage Three validation, where practitioners placed it where advice meets political authority, in ministers’ offices, in the central agencies and among senior leaders, and seldom in the policy shop.

The Westminster Protector, and the two narrow postures together

The Westminster Protector treats free and frank advice as senior, protective role-work inside Westminster propriety, and the protection it describes runs in two directions. It protects the minister from consequences that have yet to be set out, and it protects the office itself, understood as something the current officeholder keeps in trust, and like the Political Servant it is defined by a single sort (2%) and accounts for 4% of the variance.

The array places at +5 the statement that free and frank advice is an ultimate failsafe used only as a protective measure, and at +4 both the statement that officials’ free and frank advice must fit a minister’s democratic mandate and the statement that free and frank advice is the craft of senior officials only. It places shared responsibility at +3 and, at +2, the statement that Westminster arrangements oblige officials to give free and frank advice. At the rejection end it places at −5 the statement that the golden age of free and frank advice is over, and at −4 both the statement that challenge and debate help avoid policy mistakes and the statement that strategic silence can be as important as strategic speaking. Read as a whole, the array treats free and frank advice as a controlled senior function, used where something serious is at stake and performed within recognisable roles, with little appetite for challenge as open debate or for broad participation.

The statistical footing of this posture is the most modest in the solution, and I record it as the thesis does. The Westminster Protector passed the error and retention checks, but it sat closer to the error bands than the Political Servant, and its defining sort was flagged for theoretical reasons, which is why its standing rests as much on the Stage One interviews, on the literature and on the Stage Three validation as on the sorting. In that validation practitioners recognised it as readily as the Political Servant, placed it in the same settings close to political decision, and were, if anything, surprised that the two narrow postures sat so low in the sorting.

Set beside each other, the two narrow postures show why reading the whole array matters more than reading the top of it. Both place the protective failsafe at +5 and both give weight to mandate and to warning, so a reading from the extremes alone might treat them as one viewpoint. Yet the Political Servant places the claim that the golden age of free and frank advice is over at +4 while the Westminster Protector places the same claim at −5, treating the principles of the public service as still available. The Westminster Protector also keeps Westminster arrangements, shared responsibility and public service standards in view in a way the Political Servant does not, and in my reading its particular anxiety is a system in which responsiveness crowds out fearlessness.

The two narrow postures extend the map rather than distort it, and that is the reason I carry them forward. They show that the field of free and frank advice contains smaller but coherent orientations toward protecting ministers, serving political authority, keeping senior judgement and guarding the conventions of Westminster government, and they mark the outer edge against which the four larger postures define independence, challenge, implementation wisdom and constitutional duty.

In the next post I turn from the postures to the four fault lines that run through them, over mandate, challenge, occasion and timing.

References

Brown, S. R. (1980). Political subjectivity: Applications of Q methodology in political science. Yale University Press.

Watts, S., & Stenner, P. (2012). Doing Q methodological research: Theory, method and interpretation. SAGE Publications.